Individual securities
Schwab makes available an expansive selection of equities, fixed income and ETF issues with direct electronic feeds from nearly 300 dealers, new-issue syndicates and proprietary offerings.
Equities — You can proactively monitor your clients’ holdings and receive supply-and-demand alerts, breaking news, earnings releases and price/volume moves.
Equities include:
- Listed and OTC equities
- Initial and secondary public offerings
- Options
- American Depository Receipts
- Foreign securities
- Custom hedging strategies and structured products
Fixed income — With timely quotes and trade executions, access to new issues, regional expertise and analysis, your clients’ fixed income needs are covered.
Fixed income securities include:
- U.S. Treasury issues: bills, notes, bonds, STRIPS
- Government agency and mortgage-backed securities
- Corporate bonds: OTC, listed and convertibles
- Preferreds
- Municipal bonds and UITs
- Short-term instruments: commercial paper, certificates of deposit1, municipal preferred shares
- Structured products
- Foreign bonds
ETFs
Get the benefits offered by ETFs for your clients, including intra-day trading, potentially lower expenses and the ability to minimize capital gains distribution.
Investors should carefully consider information contained in the prospectus, including investment objectives, risks, charges and expenses. You can request a prospectus by calling Schwab at 800-435-4000. Please read the prospectus carefully before investing.
Exchange traded funds are subject to risks similar to those of stocks. Investment returns will fluctuate and are subject to market volatility, so that an investor’s shares, when redeemed or sold, may be worth more or less than their original cost.
- Certificates of deposit (CDs) offer a fixed rate of return and are FDIC insured.
